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These terms and conditions, and consent thereon, are for the research services provided by the Research Analyst (KATARIYA RESEARCH ANALYST GROUP), and the RA cannot execute/carry out any trade (purchase/sell transaction) on behalf of the client. Thus, the clients are advised not to permit RA to execute any trade on their behalf.
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The fee charged by RA (KATARIYA RESEARCH ANALYST GROUP) to the client will be subject to the maximum of amount prescribed by SEBI/ Research Analyst Administration and Supervisory Body (RAASB) from time to time (applicable only for Individual and HUF Clients).
Note:
- 2.1. The current fee limit is Rs 1,51,000/- per annum per family of client for all research services of the RA.
- 2.2. The fee limit does not include statutory charges.
- 2.3. The fee limits do not apply to a non-individual client / accredited investor.
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RA may charge fees in advance if agreed by the client. Such advance shall not exceed the period stipulated by SEBI; presently, it is one year. In case of premature termination of the RA services by either the client or the RA, the client shall be entitled to seek a refund of proportionate fees only for the unexpired period.
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Fees to RA may be paid by the client through any of the specified modes, like cheque, online bank transfer, UPI, etc. Cash payment is not allowed.
- (a) Optionally, the client can make payments through the Centralized Fee Collection Mechanism (CeFCoM) managed by BSE Limited (i.e., currently recognized RAASB)
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The RA is required to abide by the applicable regulations/ circulars/ directions specified by SEBI and RAASB, from time to time, in relation to disclosure and mitigation of any actual or potential conflict of interest.
- (a) The RA will endeavor to promptly inform the client of any conflict of interest that may affect the services being rendered to the client.
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Any assured/guaranteed/fixed returns schemes or any other schemes of similar nature are prohibited by law.
- (a) No scheme of this nature shall be offered to the client by the RA.
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The RA cannot guarantee returns, profits, accuracy, or risk-free investments from the use of the RA`s research services.
- (a) All opinions, projections, and estimates of the RA are based on the analysis of available data under certain assumptions as of the date of preparation/publication of the research report.
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Any investment made based on recommendations in research reports are subject to market risks, and recommendations do not provide any assurance of returns.
- (a) There is no recourse to claim any losses incurred on the investments made based on the recommendations in the research report.
- (b) Any reliance placed on the research report provided by the RA shall be as per the client`s own judgement and assessment of the conclusions contained in the research report.
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The SEBI registration, Enlistment with RAASB, and NISM certification do not guarantee The performance of the RA or ensure any returns to the client.
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For any grievances,
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Step 1: The client should first contact the RA using the details on its website or by following contact details:
- Customer Support & Primary Contact
- Customer Support Head / CEO: MUKESH KATARIYA
- Phone: +91 89805 68656
- Email: katariyaresearchgroup@gmail.com
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Step 2: If the resolution is unsatisfactory, the client can also lodge grievances through SEBI`s SCORES platform at www.scores.sebi.gov.in
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Step 3: The client may also consider the Online Dispute Resolution (ODR) through the Smart ODR portal at https://smartodr.in
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Clients are required to keep contact details, including email ID and mobile number/s updated with the RA at all times.
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The RA shall never ask for the client`s login credentials and OTPs for the client`s Trading Account Demat Account and Bank Account.
Never share such information with anyone, including RA.
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For Impersonation Fraud, Cyber Crime Reporting Portal: https://cybercrime.gov.in
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Report online financial fraud at the National Cybercrime Helpline number 1930